Compliance / KYC Analyst

Position Title

Compliance / KYC Analyst


About The Role

An exciting opportunity for a Compliance Analyst to join our growing team. Assist in reporting and KYC on-boarding of international clientele.


Tasks and responsibilities:

  • Develop and implement effective compliance frameworks
  • IT literate
  • Will become a subject matter expert on our Compliance administration system
  • Create appropriate internal controls and ensure they are followed correctly
  • Perform Compliance Assurance including control design and control effectiveness testing
  • Proactively audit processes, practices and documents to identify weaknesses and collaborate with external auditors when needed
  • Educate and train staff on regulations and industry practices and address concerns/questions on legal compliance
  • Provide general advice on all legal and governance matters relating to the work conducted by the company
  • Prepare, draft and review all relevant legal documents (i.e. contract), regulations, policies and other documents
  • Prepare and ensure the company AML/CFT practices are appropriately followed by the business and employees
  • Prepare and submit Suspicious Transaction Reports (STR), Suspicious Activity Reports (SAR), or Prescribed Transaction Reports (PTR) as required
  • Conduct ongoing KYC checks on our existing and future client base
  • Prefer willingness to be office based and work with a collaborative team


Required Skills & Experience

  • Tertiary qualified in Finance, Law, Commerce or another related discipline
  • Financial markets experience
  • Preferably with compliance and/or risk management professional experience (at least 2-3 years experience)
  • Good and tested judgment and analytical skills, with an emphasis on application in a regulatory and compliance environment
  • well organised, focused and efficient task completer.
  • Excellent relationship management skills
  • Excellent interpersonal skills: persuasive, ability to listen to other ideas, and the ability to engage others in your ideas
  • Excellent written and verbal communication and presentation skills.
  • Strong relationship management experience


Benefits & Perks

  • A rapidly growing team, with importance placed on culture and team building.
  • Brand new high-rise office location in the heart of Auckland’s CBD.
  • Industry-specific training if interested to know more about the business.
  • Multiple opportunities for training, growth, personal and professional development.


Apply Now

To enquire about, or apply for this position, please email a copy of your resume along with a cover letter addressing the selection criteria for this position, to