Platforms

BlackBull Markets provides you with the world-renowned MetaTrader 4. Download it on the platform you prefer. Find out more.
Virtual Private Servers
VPS TradingNYC ServersBeeksFX

About us

Based out of Auckland, New Zealand, we bring an institutional trading experience to the retail market.

Compliance / KYC Analyst

Position Title

Compliance / KYC Analyst

 

About The Role

An exciting opportunity for a Compliance Analyst to join our growing team. Assist in reporting and KYC on-boarding of international clientele.

 

Tasks and responsibilities:

  • Develop and implement effective compliance frameworks
  • IT literate
  • Will become a subject matter expert on our Compliance administration system
  • Create appropriate internal controls and ensure they are followed correctly
  • Perform Compliance Assurance including control design and control effectiveness testing
  • Proactively audit processes, practices and documents to identify weaknesses and collaborate with external auditors when needed
  • Educate and train staff on regulations and industry practices and address concerns/questions on legal compliance
  • Provide general advice on all legal and governance matters relating to the work conducted by the company
  • Prepare, draft and review all relevant legal documents (i.e. contract), regulations, policies and other documents
  • Prepare and ensure the company AML/CFT practices are appropriately followed by the business and employees
  • Prepare and submit Suspicious Transaction Reports (STR), Suspicious Activity Reports (SAR), or Prescribed Transaction Reports (PTR) as required
  • Conduct ongoing KYC checks on our existing and future client base
  • Prefer willingness to be office based and work with a collaborative team

 

Required Skills & Experience

  • Tertiary qualified in Finance, Law, Commerce or another related discipline
  • Financial markets experience
  • Preferably with compliance and/or risk management professional experience (at least 2-3 years experience)
  • Good and tested judgment and analytical skills, with an emphasis on application in a regulatory and compliance environment
  • well organised, focused and efficient task completer.
  • Excellent relationship management skills
  • Excellent interpersonal skills: persuasive, ability to listen to other ideas, and the ability to engage others in your ideas
  • Excellent written and verbal communication and presentation skills.
  • Strong relationship management experience

 

Benefits & Perks

  • A rapidly growing team, with importance placed on culture and team building.
  • Brand new high-rise office location in the heart of Auckland’s CBD.
  • Industry-specific training if interested to know more about the business.
  • Multiple opportunities for training, growth, personal and professional development.

 

Apply Now

To enquire about, or apply for this position, please email a copy of your resume along with a cover letter addressing the selection criteria for this position, to admin@blackbullmarkets.com.